Author Description

This book, prepared by professionals with years of experience counseling money managers, is a unique reference organized by topic for quick research. To make this comprehensive legislation and its interpretation easily accessible, this work uses charts and tables. Each topic is introduced by a summary that places the source materials in context. The authors draw on the statute, the rules, DOL Advisory Opinions, DOL Interpretative Letters, DOL Information Letters, and DOL Class and Individual Exemptions.