Author Description

This softcover book contains the Options and Equities rules in two separate sections, and provides a handy, portable reference to the rules of NYSE Arca as of December 31, 2007. Benefits and Features: * Portable reference to the rules * Includes Equities and Options rules in two distinct sections Table of Contents: * Certificate of Incorporation of Nyse Arca, Inc. * NYSE Arca, Inc. Bylaws * NYSE Arca, Inc. Rules * Rule 1 Definitions * Rule 2 Options Trading Permits * Rule 3 Organization and Administration * Rule 4 Capital Requirements, Financial Reports, Margins * Rule 5 Option Contracts Traded on the Exchange * Rule 6 Options Trading * Rule 7 General Trading Rules * Rule 8 Reserved * Rule 9 Conducting Business with the Public * Rule 10 Disciplinary Proceedings and Appeals * Rule 11 Business Conduct * Rule 12 Arbitration * Rule 13 Cancellation, Suspension and Reinstatement * Rule 14 Liability of Directors and Exchange * Certificate of Incorporation of NYSE Arca Equities, Inc. (A Delaware Corporation) * NYSE Arca Equities, Inc. Bylaws * NYSE Arca Equities Rules * Rule 1 Definitions * Rule 2 Equity Trading Permits * Rule 3 Organization and Administration * Rule 4 Capital Requirements, Financial Reports, Margins * Rule 5 Listings * Rule 6 Business Conduct * Rule 7 Equities Trading * Rule 8 Trading of Certain Equity Derivatives * Rule 9 Conducting Business with the Public * Rule 10 Disciplinary Proceedings, Other Hearings, and Appeals * Rule 11 Cancellation, Suspension and Reinstatement * Rule 12 Arbitration * Rule 13 Liability of Directors and Corporation * Rule 14 Plan of Delegation of Functions By the Nyse Arca, Inc. To NYSE Arca Equities, Inc.