Author Description
This Book Examines The Topical Issue Of Governance Of Financial Institutions, Covering Banks, Investment Firms, Asset Management, Pension Funds And Insurance Firms. It Comprehensively Analyses The Impact And Practice Of The New And More Robust Requirements For Management Functions Under Mifid Ii (markets In Financial Instruments Directive) And Other Regulation Such As Mar (market Abuse Regulation). Thematically Grouped Chapters Provide Extensive Coverage Of The Main Areas Of Change And Interest In This Field: Financial Regulation, Models, Systemic Risk, Culture And Ethics, And Conduct And Culture. Each Chapter Employs An Interdisciplinary Approach, Providing High-quality Analysis And Discussion Of The Governance Of Financial Institutions Of A Practical, As Well As Theoretical, Nature. Written By A Team Of Expert Contributors, Comprised Of Leading Scholars With Broad Practical Experience, And Leading Practitioners In The Field Of Corporate Governance, This Book Provides Much Needed Analysis Of This Important Topic And The New Rules For Those Advising Financial Institutions.
Menrva's Summary
THE THESIS
This book investigates the evolving regulatory frameworks and governance structures governing modern financial institutions in the wake of post-crisis reforms. The authors, a team of distinguished legal scholars and industry practitioners, synthesize complex regulatory requirements with practical management applications. They argue that effective governance is no longer merely a compliance exercise but a fundamental pillar of systemic stability and institutional integrity.
THE SCOPE MAP
What You Will Find
- Analysis of MiFID II and Market Abuse Regulation (MAR) requirements.
- Examination of governance models across banks, investment firms, and pension funds.
- Interdisciplinary perspectives on corporate culture, ethics, and systemic risk management.
Scope Limits
- The text focuses primarily on European regulatory frameworks and may not provide exhaustive coverage of non-EU jurisdictions.
- It does not serve as a basic introductory manual for those without prior knowledge of financial law.
THE AUTHORITY PERSPECTIVE
Experts identify this work as a comprehensive reference for legal professionals and compliance officers navigating the complexities of financial sector oversight. Readers frequently note the academic rigor and the practical utility of the interdisciplinary approach taken by the contributors.
Page Count:
0
Publication Date:
1900-01-01
ISBN-10:
0192560085
ISBN-13:
9780192560087
Business
Law
Finance
Banking
Regulation
Corporate governance