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Mastering Series 6: Investment Company and Variable Contracts Products Representative Exam Prep Table of Contents Chapter 1: Introduction to Series 6 Exam.. 1 Chapter 2: Securities Markets and Regulations. 5 Chapter 3: Investment Company Products. 11 Chapter 4: Variable Contracts. 15 Chapter 5: Investment Risks. 19 Chapter 6: Client Investment Recommendations. 23 Chapter 7: Retirement Plans and Taxation. 28 Chapter 8: Securities Trading and Account Operations. 33 Chapter 9: Customer Account Statements and Reports. 38 Chapter 10: Customer Account Recordkeeping and Privacy. 43 Chapter 11: Ethics and Professional Conduct 49 Chapter 12: Retirement Plan Distributions and Taxation. 54 Chapter 13: Fundamentals of Estate Planning. 59 Chapter 14: Business Retirement Plans. 64 Chapter 15: Education Savings Plans. 69