Author Description

Unlike any other, The Plain English Guidebook to SEC Recordkeeping & Retention offers you a practical, easy-to-understand analysis of the new rules on books and recordkeeping requirements. The timesaving manual features practice-oriented insights and effective tactics and strategies, combined with concise coverage of substantive and procedural law and extensive case and statutory references. It's a comprehensive "how to" reference, helping both experienced specialists and those new To The field avoid costly compliance failures.