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Code of Federal Regulations Title 17, Volume 2, April 1, 2017 contains regulations governing Commodity and Securities Exchanges and may also be referenced as: - Code of Federal Regulations Title 17, Volume 2, April 1, 2017 - CFR Title 17 - CFR 17, Commodity and Securities Exchanges - CFR 17, Parts 41 to 199, Commodity and Securities Exchanges This volume contains Parts 41 to 199: - Part 41; SECURITY FUTURES PRODUCTS - Part 42; ANTI-MONEY LAUNDERING, TERRORIST FINANCING - Part 43; REAL-TIME PUBLIC REPORTING - Part 44; INTERIM FINAL RULE FOR PRE-ENACTMENT SWAP TRANSACTIONS - Part 45; SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS - Part 46; SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS: PRE-ENACTMENT AND TRANSITION SWAPS - Part 48; REGISTRATION OF FOREIGN BOARDS OF TRADE - Part 49; SWAP DATA REPOSITORIES - Part 50; CLEARING REQUIREMENT AND RELATED RULES - Part 75; PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS - Part 100; DELIVERY PERIOD REQUIRED - Part 140; ORGANIZATION, FUNCTIONS, AND PROCEDURES OF THE COMMISSION - Part 141; SALARY OFFSET - Part 142; INDEMNIFICATION OF CFTC EMPLOYEES - Part 143; COLLECTION OF CLAIMS OWED THE UNITED STATES ARISING FROM ACTIVITIES UNDER THE COMMISSION'S JURISDICTION - Part 144; PROCEDURES REGARDING THE DISCLOSURE OF INFORMATION AND THE TESTIMONY OF PRESENT OR FORMER OFFICERS AND EMPLOYEES IN RESPONSE TO SUBPOENAS OR OTHER DEMANDS OF A COURT - Part 145; COMMISSION RECORDS AND INFORMATION - Part 146; RECORDS MAINTAINED ON INDIVIDUALS - Part 147; OPEN COMMISSION MEETINGS - Part 148; IMPLEMENTATION OF THE EQUAL ACCESS TO JUSTICE ACT IN COVERED ADJUDICATORY PROCEEDINGS BEFORE THE COMMISSION - Part 149; ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE COMMODITY FUTURES TRADING COMMISSION - Part 150; LIMITS ON POSITIONS -
The Code of Federal Regulations Title 17, Volume 2, April 1, 2017, addresses the regulatory framework for commodity and securities exchanges. This volume, comprising Parts 41 through 199, details critical regulations including those for security futures products, anti-money laundering, real-time public reporting, and swap data recordkeeping and reporting requirements. It also covers the registration of foreign boards of trade, clearing requirements, proprietary trading, and the organization and procedures of the Commission. The content is structured to provide a comprehensive overview of the legal and operational guidelines governing these financial markets as of the specified date.
This volume of the Code of Federal Regulations is a primary source document for legal and financial professionals. Its authority derives from its official status as a compilation of federal regulations. The content is highly specific, detailing the legal requirements and operational procedures for entities involved in commodity and securities trading. As a regulatory text, its reception is measured by its accuracy, completeness, and adherence to legislative mandates, serving as an essential reference for compliance and legal interpretation within the financial sector.
Page Count:
554
Publication Date:
2017-09-19
Publisher:
Creative Media Partners, LLC
ISBN-10:
1298708524
ISBN-13:
9781298708526
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